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The extension of the FCA’s Senior Managers and Certification Regime: approaching your implementation project

Thu 17 Jan

8:30 am to 9:30 am

Calum Burnett - Litigation & Investigations , Partner - Profile

Sarah Henchoz - Litigation Employment, Partner - Profile

Robbie Sinclair - Litigation Employment, Senior Associate - Profile

Sarah Hitchins - Litigation & Investigations , Senior Associate - Profile

Synopsis: The extension of the FCA’s Senior Managers and Certification Regime (SMCR) will come into force on 9 December 2019. With less than a year to go until the SMCR goes live by the time this seminar takes place, most firms will be commencing their SMCR implementation projects during Q1 2019 if they have not done so already. In this seminar, members of our regulatory and employment teams will cover: • How FCA-only authorised firms should be approaching their SMCR implementation projects, including what they should be prioritising and why. • What documentation FCA-only authorised firms should be putting in place in order to implement the SMCR, including examples of key documents that firms should be putting in place and what they should contain. • Key lessons learned from the SMCR implementation projects undertaken by banks and building societies that they advised, and how FCA-only authorised firms can benefit from these lessons learned. • How FCA-only authorised firms can ensure that they implement the SMCR in a way which will help them to ‘live’ with the SMCR after it comes into force on 9 December 2019. This seminar will be of interest to those in Legal, Compliance and HR functions of FCA-only authorised firms which will be subject to the SMCR from 9 December 2019.

 

Location: One Bishops Square, London, E1 6AD

This seminar qualifies for 1 CPD point/s

If you have any queries please email seminarregistration@allenovery.com.




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