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New EU prudential regime for investment firms

Thu 30 May

12:30 pm to 1:30 pm

Etay Katz - Financial Services Regulatory, Partner - Profile

Jack Prettejohn - Financial Services Regulatory, Associate - Profile


 The European Council and the European Parliament reached provisional agreement on the EU’s most ambitious attempt to date to rationalise the prudential regulation of investment firms in late February. This was endorsed by COREPER on 20 March. There is a new classification regime for firms and significant changes will be required to the calculation of capital and reporting requirements. Etay and Jack will provide an overview of the new regime, highlight the most significant impact points and make practical suggestions on how to approach implementation.

Location: One Bishops Square, London, E1 6AD

This seminar qualifies for 1 CPD point/s

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